SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 6, 2011
JMP Group Inc.
(Exact name of registrant as specified in its charter)
Commission File Number: 001-33448
(State or other jurisdiction of
600 Montgomery Street, Suite 1100
San Francisco, CA 94111
(Address of principal executive offices, including zip code)
(Registrants telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|¨||Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
|¨||Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)|
|¨||Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)|
|¨||Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)|
This Current Report on Form 8-K/A is being filed as an amendment (this Amendment No. 1) to the Current Report on Form 8-K filed by JMP Group Inc. (the Company), with the U.S. Securities and Exchange Commission on June 7, 2011 (the Original Filing). The sole purpose of this Amendment No. 1 is to disclose the Companys determination as to how frequently it will conduct advisory votes on executive compensation. No other changes have been made to the Original Filing.
|Item 5.07||Submission of Matters to a Vote of Security Holders.|
On June 6, 2011, at the 2011 annual meeting of stockholders of the Company, the Companys stockholders voted on, among other matters, an advisory proposal on the frequency of holding future advisory votes on executive compensation. As previously reported in the Original Filing, the Companys stockholders determined, on an advisory basis, that such stockholders preferred frequency of an advisory vote on the Companys executive compensation is every year.
Consistent with the stated preference of the Companys stockholders, the Board of Directors of the Company determined that the Company will include an advisory vote on executive compensation in the Companys proxy materials every year.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|JMP GROUP INC.|
|Date: October 5, 2011||By:|| |
/s/ Janet L. Tarkoff
|Janet L. Tarkoff|
|Chief Legal Officer|